Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, SAU FUNG
Chinese Name of Relevant Individual
楊秀鳳
HKMA Registration Number
AC5297
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SENIOR CUSTOMER SERVICE OFFICER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
SFC CE number
AAE468
Business Address
PUBLIC BANK CENTRE, 120 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 04 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Mar 2014 - 11 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2014 - 11 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2013 - 19 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2013 - 19 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2008 - 30 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2006 - 30 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2005 - 03 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jun 2005 - 03 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Jun 2005 - 03 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Apr 2005 - 01 Jun 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
07 Apr 2005 - 01 Jun 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Apr 2005 - 01 Jun 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, SAU FUNG
:
Chinese Name of Relevant Individual
楊秀鳳
:
HKMA Registration Number
AC5297
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Sep 2025
No
SENIOR CUSTOMER SERVICE OFFICER
Name of Registered Institution
SFC CE number
Business Address
PUBLIC BANK (HONG KONG) LIMITED
AAE468
PUBLIC BANK CENTRE, 120 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5297
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 04 Sep 2025
No
AC5297
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Mar 2014 - 11 Aug 2024
No
AC5297
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Mar 2014 - 11 Aug 2024
No
AC5297
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
24 Jul 2013 - 19 Dec 2013
No
AC5297
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
24 Jul 2013 - 19 Dec 2013
No
AC5297
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 May 2008 - 30 Jun 2013
No
AC5297
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Nov 2006 - 30 Jun 2013
No
AC5297
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
09 Jun 2005 - 03 Oct 2006
No
AC5297
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
09 Jun 2005 - 03 Oct 2006
No
AC5297
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
09 Jun 2005 - 03 Oct 2006
No
AC5297
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
07 Apr 2005 - 01 Jun 2005
No
AC5297
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
07 Apr 2005 - 01 Jun 2005
No
AC5297
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
07 Apr 2005 - 01 Jun 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.