Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CASEY, JAMES FRANCIS
Chinese Name of Relevant Individual
HKMA Registration Number
AC5299
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Dec 2006 - 07 Dec 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2006 - 26 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Apr 2005 - 09 Apr 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CASEY, JAMES FRANCIS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC5299
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5299
ABN AMRO BANK N.V.
Type 4: advising on securities
26 Jun 2007
No
AC5299
ABN AMRO BANK N.V.
Type 4: advising on securities
06 Dec 2006 - 07 Dec 2006
No
AC5299
ABN AMRO BANK N.V.
Type 4: advising on securities
25 Jul 2006 - 26 Jul 2006
No
AC5299
ABN AMRO BANK N.V.
Type 4: advising on securities
07 Apr 2005 - 09 Apr 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.