Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GALLAGHER, MICHAEL KENNY
Chinese Name of Relevant Individual
HKMA Registration Number
AC5301
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WELLS FARGO BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Apr 2005 - 09 Mar 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WELLS FARGO BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
07 Apr 2005 - 09 Mar 2008
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WELLS FARGO BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
07 Apr 2005 - 09 Mar 2008
Is an Executive Officer? (Yes / No)
Yes
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GALLAGHER, MICHAEL KENNY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC5301
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5301
WELLS FARGO BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
07 Apr 2005 - 09 Mar 2008
Yes
AC5301
WELLS FARGO BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
07 Apr 2005 - 09 Mar 2008
Yes
AC5301
WELLS FARGO BANK, NATIONAL ASSOCIATION
Type 9: asset management
07 Apr 2005 - 09 Mar 2008
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.