Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, SZE WAI
Chinese Name of Relevant Individual
何詩慧
HKMA Registration Number
AC5311
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2021 - 30 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
19 Nov 2021 - 30 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2018 - 30 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2018 - 30 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2017 - 27 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EFG BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2005 - 27 Jun 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, SZE WAI
:
Chinese Name of Relevant Individual
何詩慧
:
HKMA Registration Number
AC5311
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5311
BANQUE PICTET & CIE SA
Type 1: dealing in securities
19 Nov 2021 - 30 Mar 2022
No
AC5311
BANQUE PICTET & CIE SA
Type 4: advising on securities
19 Nov 2021 - 30 Mar 2022
No
AC5311
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
09 Jul 2018 - 30 Aug 2019
No
AC5311
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
09 Jul 2018 - 30 Aug 2019
No
AC5311
EFG BANK AG
Type 4: advising on securities
19 Aug 2017 - 27 Jun 2018
No
AC5311
EFG BANK AG
Type 1: dealing in securities
09 Apr 2005 - 27 Jun 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.