Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIU, YAN CHING
Chinese Name of Relevant Individual
饒仁靜
HKMA Registration Number
AC5312
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2019 - 17 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2015 - 02 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2015 - 02 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COOPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2010 - 05 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jul 2008 - 14 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jul 2008 - 14 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2006 - 11 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Feb 2006 - 11 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DELTA ASIA CREDIT LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2005 - 07 Nov 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIU, YAN CHING
:
Chinese Name of Relevant Individual
饒仁靜
:
HKMA Registration Number
AC5312
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5312
MUFG BANK, LTD.
Type 1: dealing in securities
27 Jun 2019 - 17 Aug 2022
No
AC5312
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
30 Jul 2015 - 02 Feb 2018
No
AC5312
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
30 Jul 2015 - 02 Feb 2018
No
AC5312
COOPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A.
Type 1: dealing in securities
28 Jun 2010 - 05 Mar 2012
No
AC5312
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
14 Jul 2008 - 14 Jun 2010
No
AC5312
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
14 Jul 2008 - 14 Jun 2010
No
AC5312
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Feb 2006 - 11 May 2006
No
AC5312
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Feb 2006 - 11 May 2006
No
AC5312
DELTA ASIA CREDIT LIMITED
Type 1: dealing in securities
09 Apr 2005 - 07 Nov 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.