Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWAN, CHI WAI
Chinese Name of Relevant Individual
關志偉
HKMA Registration Number
AC5317
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Sep 2009 - 22 Nov 2010
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2008 - 29 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2008 - 29 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COOPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Apr 2005 - 27 Apr 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWAN, CHI WAI
:
Chinese Name of Relevant Individual
關志偉
:
HKMA Registration Number
AC5317
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5317
OVERSEA-CHINESE BANKING CORPORATION LTD.
Type 6: advising on corporate finance
02 Sep 2009 - 22 Nov 2010
Yes
AC5317
OVERSEA-CHINESE BANKING CORPORATION LTD.
Type 1: dealing in securities
27 Sep 2008 - 29 Oct 2010
No
AC5317
OVERSEA-CHINESE BANKING CORPORATION LTD.
Type 4: advising on securities
27 Sep 2008 - 29 Oct 2010
No
AC5317
COOPERATIEVE CENTRALE RAIFFEISEN-BOERENLEENBANK B.A.
Type 6: advising on corporate finance
09 Apr 2005 - 27 Apr 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.