Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, HEI TING FELIX
Chinese Name of Relevant Individual
黎曦婷
HKMA Registration Number
AC5321
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2012 - 13 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2012 - 13 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2008 - 25 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2007 - 31 Dec 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2007 - 31 Dec 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2005 - 20 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Apr 2005 - 20 Jul 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, HEI TING FELIX
:
Chinese Name of Relevant Individual
黎曦婷
:
HKMA Registration Number
AC5321
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5321
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
03 May 2012 - 13 Nov 2015
No
AC5321
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
03 May 2012 - 13 Nov 2015
No
AC5321
CHONG HING BANK LIMITED
Type 1: dealing in securities
24 May 2008 - 25 Feb 2011
No
AC5321
CHONG HING BANK LIMITED
Type 1: dealing in securities
18 Mar 2007 - 31 Dec 2007
No
AC5321
CHONG HING BANK LIMITED
Type 4: advising on securities
18 Mar 2007 - 31 Dec 2007
No
AC5321
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
09 Apr 2005 - 20 Jul 2006
No
AC5321
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
09 Apr 2005 - 20 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.