Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
LAW, KWOK WA
Chinese Name of Relevant Individual

羅國華
HKMA Registration Number
AC5325
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Jan 2015
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, RELATIONSHIP MANAGEMENT, MIDDLE CAPITALIZATION, SME BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Jan 2015
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, RELATIONSHIP MANAGEMENT, MIDDLE CAPITALIZATION, SME BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAW, KWOK WA
:
Chinese Name of Relevant Individual
羅國華
:
HKMA Registration Number
AC5325
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Jan 2015
No
TEAM LEAD, RELATIONSHIP MANAGEMENT, MIDDLE CAPITALIZATION, SME BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2015
No
TEAM LEAD, RELATIONSHIP MANAGEMENT, MIDDLE CAPITALIZATION, SME BANKING