Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, CHAK MAN
Chinese Name of Relevant Individual
吳澤民
HKMA Registration Number
AC5328
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2010 - 22 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2010 - 22 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2005 - 23 Nov 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, CHAK MAN
:
Chinese Name of Relevant Individual
吳澤民
:
HKMA Registration Number
AC5328
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5328
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
12 Aug 2010 - 22 Dec 2015
No
AC5328
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
12 Aug 2010 - 22 Dec 2015
No
AC5328
WING HANG BANK, LIMITED
Type 1: dealing in securities
12 Apr 2005 - 23 Nov 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.