Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, KING WA CLARA
Chinese Name of Relevant Individual
吳璟樺
HKMA Registration Number
AC5339
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Nov 2008 - 31 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Nov 2008 - 31 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2005 - 28 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2005 - 28 Aug 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, KING WA CLARA
:
Chinese Name of Relevant Individual
吳璟樺
:
HKMA Registration Number
AC5339
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5339
FALCON PRIVATE BANK LTD.
Type 1: dealing in securities
08 Nov 2008 - 31 Dec 2010
No
AC5339
FALCON PRIVATE BANK LTD.
Type 4: advising on securities
08 Nov 2008 - 31 Dec 2010
No
AC5339
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
12 Apr 2005 - 28 Aug 2008
No
AC5339
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
12 Apr 2005 - 28 Aug 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.