Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, YUI TAK
Chinese Name of Relevant Individual
蘇睿德
HKMA Registration Number
AC5347
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2007 - 30 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2007 - 30 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2006 - 19 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 02 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2005 - 02 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2005 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2005 - 07 Jul 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, YUI TAK
:
Chinese Name of Relevant Individual
蘇睿德
:
HKMA Registration Number
AC5347
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5347
CITIBANK, N.A.
Type 1: dealing in securities
31 Jul 2007 - 30 Aug 2007
No
AC5347
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
31 Jul 2007 - 30 Aug 2007
No
AC5347
WING LUNG BANK LIMITED
Type 1: dealing in securities
29 Jul 2006 - 19 Jul 2007
No
AC5347
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 02 Mar 2006
No
AC5347
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 02 Mar 2006
No
AC5347
CITIBANK, N.A.
Type 1: dealing in securities
12 Apr 2005 - 07 Jul 2005
No
AC5347
CITIBANK, N.A.
Type 4: advising on securities
12 Apr 2005 - 07 Jul 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.