Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JAISWAL, AJAY
Chinese Name of Relevant Individual
HKMA Registration Number
AC5349
Other HKMA Registration Number(s)
AF8717
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2026 - 06 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
03 Feb 2026 - 06 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2025 - 13 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2025 - 13 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Apr 2025 - 03 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
02 Apr 2025 - 03 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2024 - 29 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2024 - 29 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jan 2024 - 26 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jan 2024 - 26 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2023 - 28 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2023 - 28 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2023 - 20 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jun 2023 - 20 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2023 - 08 Feb 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 58
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JAISWAL, AJAY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC5349
:
Other HKMA Registration Number(s)
AF8717
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
03 Feb 2026 - 06 Feb 2026
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
03 Feb 2026 - 06 Feb 2026
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Nov 2025 - 13 Nov 2025
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
10 Nov 2025 - 13 Nov 2025
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Apr 2025 - 03 Apr 2025
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
02 Apr 2025 - 03 Apr 2025
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Jun 2024 - 29 Jun 2024
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
26 Jun 2024 - 29 Jun 2024
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Jan 2024 - 26 Jan 2024
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Jan 2024 - 26 Jan 2024
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Sep 2023 - 28 Sep 2023
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
25 Sep 2023 - 28 Sep 2023
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Jun 2023 - 20 Jun 2023
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
19 Jun 2023 - 20 Jun 2023
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
06 Feb 2023 - 08 Feb 2023
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
06 Feb 2023 - 08 Feb 2023
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Oct 2019 - 31 Oct 2019
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
28 Oct 2019 - 31 Oct 2019
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
20 Aug 2019 - 30 Aug 2019
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
20 Aug 2019 - 30 Aug 2019
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 Jun 2019 - 27 Jun 2019
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
21 Jun 2019 - 27 Jun 2019
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 Mar 2019 - 29 Mar 2019
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
27 Mar 2019 - 29 Mar 2019
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 Feb 2019 - 21 Feb 2019
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
15 Feb 2019 - 21 Feb 2019
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Aug 2018 - 16 Aug 2018
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
10 Aug 2018 - 16 Aug 2018
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Jun 2018 - 14 Jun 2018
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
08 Jun 2018 - 14 Jun 2018
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
12 Mar 2018 - 16 Mar 2018
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
12 Mar 2018 - 16 Mar 2018
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Jan 2018 - 02 Feb 2018
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
26 Jan 2018 - 02 Feb 2018
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Oct 2017 - 19 Oct 2017
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
17 Oct 2017 - 19 Oct 2017
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Apr 2017 - 28 Apr 2017
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Jan 2017 - 20 Jan 2017
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Feb 2016 - 27 Feb 2016
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Jan 2016 - 29 Jan 2016
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
03 Sep 2015 - 05 Sep 2015
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Jun 2015 - 27 Jun 2015
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Mar 2015 - 21 Mar 2015
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Jan 2015 - 30 Jan 2015
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Aug 2014 - 22 Aug 2014
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Jun 2014 - 13 Jun 2014
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
09 May 2014 - 14 May 2014
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Apr 2014
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Jan 2014 - 22 Jan 2014
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Nov 2013 - 29 Nov 2013
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
10 Sep 2013 - 14 Sep 2013
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 Jun 2013 - 27 Jun 2013
No
AF8717
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
18 Jan 2013 - 23 Jan 2013
No
AC5349
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
20 Apr 2007 - 04 Nov 2009
No
AC5349
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
01 Oct 2005 - 22 Mar 2007
No
AC5349
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
01 Oct 2005 - 22 Mar 2007
No
AC5349
CITIBANK, N.A.
Type 1: dealing in securities
12 Apr 2005 - 22 Mar 2007
No
AC5349
CITIBANK, N.A.
Type 4: advising on securities
12 Apr 2005 - 22 Mar 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
