Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MCLEISH, FRASER JAMES
Chinese Name of Relevant Individual
HKMA Registration Number
AC5353
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2008 - 22 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Oct 2007 - 25 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2007 - 15 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2006 - 29 Sep 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2005 - 14 Apr 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MCLEISH, FRASER JAMES
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC5353
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5353
ABN AMRO BANK N.V.
Type 4: advising on securities
18 Jun 2009
No
AC5353
ABN AMRO BANK N.V.
Type 4: advising on securities
20 Oct 2008 - 22 Oct 2008
No
AC5353
ABN AMRO BANK N.V.
Type 4: advising on securities
24 Oct 2007 - 25 Oct 2007
No
AC5353
ABN AMRO BANK N.V.
Type 4: advising on securities
12 Mar 2007 - 15 Mar 2007
No
AC5353
ABN AMRO BANK N.V.
Type 4: advising on securities
28 Sep 2006 - 29 Sep 2006
No
AC5353
ABN AMRO BANK N.V.
Type 4: advising on securities
12 Apr 2005 - 14 Apr 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.