Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAO, JUNXIANG
Chinese Name of Relevant Individual
茅駿翔
HKMA Registration Number
AC5354
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2007 - 28 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Jul 2007 - 28 Jul 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2005 - 13 May 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAO, JUNXIANG
:
Chinese Name of Relevant Individual
茅駿翔
:
HKMA Registration Number
AC5354
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5354
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Jul 2007 - 28 Jul 2009
No
AC5354
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
11 Jul 2007 - 28 Jul 2009
No
AC5354
SOCIETE GENERALE ASIA LIMITED
Type 1: dealing in securities
13 Apr 2005 - 13 May 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
