Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
WAN, SIN GAM GABRIEL
Chinese Name of Relevant Individual

溫善鑫
HKMA Registration Number
AC5358
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Mar 2005
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM GFIW
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Feb 2014
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM GFIW
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
WAN, SIN GAM GABRIEL
:
Chinese Name of Relevant Individual
溫善鑫
:
HKMA Registration Number
AC5358
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
02 Mar 2005
No
CLIENT ADVISOR WM GFIW
UBS AG
Type 4: advising on securities
08 Feb 2014
No
CLIENT ADVISOR WM GFIW