Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KONG, WAI FONG FLORA
Chinese Name of Relevant Individual
江慧芳
HKMA Registration Number
AC5364
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Feb 2013 - 12 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Feb 2013 - 12 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2012 - 31 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2012 - 31 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2011 - 03 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2011 - 03 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2005 - 07 Mar 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2005 - 07 Mar 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KONG, WAI FONG FLORA
:
Chinese Name of Relevant Individual
江慧芳
:
HKMA Registration Number
AC5364
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5364
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Feb 2013 - 12 Nov 2017
No
AC5364
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Feb 2013 - 12 Nov 2017
No
AC5364
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 Oct 2012 - 31 Jan 2013
No
AC5364
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 Oct 2012 - 31 Jan 2013
No
AC5364
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Mar 2011 - 03 Oct 2012
No
AC5364
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Mar 2011 - 03 Oct 2012
No
AC5364
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
14 Apr 2005 - 07 Mar 2011
No
AC5364
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
14 Apr 2005 - 07 Mar 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.