Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
KWOK, TZE KIN LAWRENCE
Chinese Name of Relevant Individual

郭子健
HKMA Registration Number
AC5372
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Apr 2005
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY CUSTOMER SERVICE MGR
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Apr 2005
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY CUSTOMER SERVICE MGR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KWOK, TZE KIN LAWRENCE
:
Chinese Name of Relevant Individual
郭子健
:
HKMA Registration Number
AC5372
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Apr 2005
No
DEPUTY CUSTOMER SERVICE MGR
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Apr 2005
No
DEPUTY CUSTOMER SERVICE MGR