Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
IP, PAK YIN
Chinese Name of Relevant Individual
葉柏賢
HKMA Registration Number
AC5373
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2011 - 11 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2011 - 11 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Dec 2010 - 12 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2006 - 30 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2006 - 30 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2006 - 03 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2006 - 03 Oct 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2005 - 02 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2005 - 12 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Apr 2005 - 12 May 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
IP, PAK YIN
:
Chinese Name of Relevant Individual
葉柏賢
:
HKMA Registration Number
AC5373
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5373
DAH SING BANK, LIMITED
Type 1: dealing in securities
29 Jun 2011 - 11 Oct 2011
No
AC5373
DAH SING BANK, LIMITED
Type 4: advising on securities
29 Jun 2011 - 11 Oct 2011
No
AC5373
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Dec 2010 - 12 May 2011
No
AC5373
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
18 Oct 2006 - 30 Jun 2010
No
AC5373
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
18 Oct 2006 - 30 Jun 2010
No
AC5373
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
10 Apr 2006 - 03 Oct 2006
No
AC5373
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
10 Apr 2006 - 03 Oct 2006
No
AC5373
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 May 2005 - 02 Mar 2006
No
AC5373
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Apr 2005 - 12 May 2005
No
AC5373
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Apr 2005 - 12 May 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.