Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, YUEN YUEN
Chinese Name of Relevant Individual
吳婉元
HKMA Registration Number
AC5377
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2007 - 01 Nov 2010
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
05 Dec 2007 - 01 Nov 2010
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2007 - 04 Dec 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2007 - 04 Dec 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2006 - 06 May 2007
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2006 - 06 May 2007
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2005 - 08 Nov 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WESTPAC BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
Effective Period
15 Apr 2005 - 08 Nov 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, YUEN YUEN
:
Chinese Name of Relevant Individual
吳婉元
:
HKMA Registration Number
AC5377
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5377
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
05 Dec 2007 - 01 Nov 2010
Yes
AC5377
WESTPAC BANKING CORPORATION
Type 4: advising on securities
05 Dec 2007 - 01 Nov 2010
Yes
AC5377
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
23 Jun 2007 - 04 Dec 2007
No
AC5377
WESTPAC BANKING CORPORATION
Type 4: advising on securities
23 Jun 2007 - 04 Dec 2007
No
AC5377
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
09 Nov 2006 - 06 May 2007
Yes
AC5377
WESTPAC BANKING CORPORATION
Type 4: advising on securities
09 Nov 2006 - 06 May 2007
Yes
AC5377
WESTPAC BANKING CORPORATION
Type 1: dealing in securities
15 Apr 2005 - 08 Nov 2006
No
AC5377
WESTPAC BANKING CORPORATION
Type 4: advising on securities
15 Apr 2005 - 08 Nov 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.