Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TUNG, YIN LING EIRENA
Chinese Name of Relevant Individual
董燕玲
HKMA Registration Number
AC5383
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Dec 2016 - 18 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
31 Dec 2016 - 18 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
31 Dec 2016 - 18 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
31 Dec 2016 - 18 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2015 - 29 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2015 - 29 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2015 - 17 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2007 - 07 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2007 - 07 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jun 2007 - 24 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2005 - 05 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2005 - 05 Jun 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TUNG, YIN LING EIRENA
:
Chinese Name of Relevant Individual
董燕玲
:
HKMA Registration Number
AC5383
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5383
LGT BANK AG
Type 1: dealing in securities
31 Dec 2016 - 18 Jan 2017
No
AC5383
LGT BANK AG
Type 2: dealing in futures contracts
31 Dec 2016 - 18 Jan 2017
No
AC5383
LGT BANK AG
Type 4: advising on securities
31 Dec 2016 - 18 Jan 2017
No
AC5383
LGT BANK AG
Type 5: advising on futures contracts
31 Dec 2016 - 18 Jan 2017
No
AC5383
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
15 Oct 2015 - 29 Feb 2016
No
AC5383
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
15 Oct 2015 - 29 Feb 2016
No
AC5383
UBS AG
Type 1: dealing in securities
12 Aug 2015 - 17 Aug 2015
No
AC5383
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
28 Jul 2007 - 07 Jun 2013
No
AC5383
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
28 Jul 2007 - 07 Jun 2013
No
AC5383
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
25 Jul 2007
No
AC5383
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
25 Jul 2007
No
AC5383
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 Jun 2007 - 24 Jul 2007
No
AC5383
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
18 Apr 2005 - 05 Jun 2007
No
AC5383
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
18 Apr 2005 - 05 Jun 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.