Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, YUET KUEN PHOEBE
Chinese Name of Relevant Individual
李月娟
HKMA Registration Number
AC5384
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2018 - 03 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jul 2018 - 03 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2013 - 01 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2013 - 01 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2013 - 30 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2013 - 30 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2007 - 04 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2006 - 26 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2006 - 26 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2005 - 20 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Apr 2005 - 20 Sep 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, YUET KUEN PHOEBE
:
Chinese Name of Relevant Individual
李月娟
:
HKMA Registration Number
AC5384
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5384
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Jul 2018 - 03 Nov 2019
No
AC5384
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Jul 2018 - 03 Nov 2019
No
AC5384
DAH SING BANK, LIMITED
Type 1: dealing in securities
17 Jul 2013 - 01 Jun 2018
No
AC5384
DAH SING BANK, LIMITED
Type 4: advising on securities
17 Jul 2013 - 01 Jun 2018
No
AC5384
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 May 2013 - 30 Jun 2013
No
AC5384
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 May 2013 - 30 Jun 2013
No
AC5384
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Sep 2007 - 04 Apr 2013
No
AC5384
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
23 Mar 2006 - 26 Aug 2007
No
AC5384
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
23 Mar 2006 - 26 Aug 2007
No
AC5384
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Apr 2005 - 20 Sep 2005
No
AC5384
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Apr 2005 - 20 Sep 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.