Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, YEE CHUNG JACQUELINE FAUSTINA
Chinese Name of Relevant Individual
黃爾頌
HKMA Registration Number
AC5385
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Apr 2017
Is an Executive Officer? (Yes / No)
No
Capacity
WM P&Q SPECIALIST FRONT SUP
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
UBS AG
SFC CE number
AEP554
Business Address
52/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2013 - 18 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2013 - 18 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Sep 2007 - 29 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2006 - 13 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2006 - 13 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2005 - 14 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
18 Apr 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, YEE CHUNG JACQUELINE FAUSTINA
:
Chinese Name of Relevant Individual
黃爾頌
:
HKMA Registration Number
AC5385
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
11 Apr 2017
No
WM P&Q SPECIALIST FRONT SUP
Name of Registered Institution
SFC CE number
Business Address
UBS AG
AEP554
52/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5385
UBS AG
Type 1: dealing in securities
Since 11 Apr 2017
No
AC5385
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
20 Nov 2013 - 18 Sep 2014
No
AC5385
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
20 Nov 2013 - 18 Sep 2014
No
AC5385
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Sep 2007 - 29 Oct 2013
No
AC5385
CITIBANK, N.A.
Type 1: dealing in securities
20 Jun 2006 - 13 Sep 2007
No
AC5385
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
20 Jun 2006 - 13 Sep 2007
No
AC5385
UBS AG
Type 1: dealing in securities
16 Jun 2005 - 14 Jun 2006
No
AC5385
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
18 Apr 2005
No
AC5385
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
18 Apr 2005
No
AC5385
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
18 Apr 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.