Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TONG, NGAI SUN
Chinese Name of Relevant Individual
唐藝新
HKMA Registration Number
AC5397
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2007 - 24 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2007 - 24 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Sep 2007 - 24 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Apr 2005 - 23 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Apr 2005 - 23 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 9: asset management
Effective Period
19 Apr 2005 - 23 May 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TONG, NGAI SUN
:
Chinese Name of Relevant Individual
唐藝新
:
HKMA Registration Number
AC5397
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5397
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Sep 2007 - 24 Aug 2008
No
AC5397
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Sep 2007 - 24 Aug 2008
No
AC5397
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
28 Sep 2007 - 24 Aug 2008
No
AC5397
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Apr 2005 - 23 May 2007
No
AC5397
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Apr 2005 - 23 May 2007
No
AC5397
HANG SENG BANK, LIMITED
Type 9: asset management
19 Apr 2005 - 23 May 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.