Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

HUNG, HING WU

Chinese Name of Relevant Individual

孔慶瑚

HKMA Registration Number

AC5398

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

EDMOND DE ROTHSCHILD (SUISSE) S.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

06 Dec 2013 - 08 Nov 2015

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

EDMOND DE ROTHSCHILD (SUISSE) S.A.

Regulated Activity

Type 4: advising on securities

Effective Period

06 Dec 2013 - 08 Nov 2015

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

COUTTS & CO AG

Regulated Activity

Type 1: dealing in securities

Effective Period

15 Nov 2011 - 26 Aug 2013

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

COUTTS & CO AG

Regulated Activity

Type 4: advising on securities

Effective Period

15 Nov 2011 - 26 Aug 2013

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 1: dealing in securities

Effective Period

30 Mar 2007 - 03 Jul 2009

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 4: advising on securities

Effective Period

30 Mar 2007 - 03 Jul 2009

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

BANK OF EAST ASIA, LIMITED (THE)

Regulated Activity

Type 9: asset management

Effective Period

30 Mar 2007 - 03 Jul 2009

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

19 Apr 2005 - 19 Mar 2007

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

19 Apr 2005 - 19 Mar 2007

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

DBS BANK (HONG KONG) LIMITED

Regulated Activity

Type 9: asset management

Effective Period

19 Apr 2005 - 19 Mar 2007

Is an Executive Officer? (Yes / No)

No

Records: 1-10 of 10

Public Disciplinary Actions

:

Name of Relevant Individual

HUNG, HING WU

:

Chinese Name of Relevant Individual

孔慶瑚

:

HKMA Registration Number

AC5398

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AC5398

EDMOND DE ROTHSCHILD (SUISSE) S.A.

Type 1: dealing in securities

06 Dec 2013 - 08 Nov 2015

No

AC5398

EDMOND DE ROTHSCHILD (SUISSE) S.A.

Type 4: advising on securities

06 Dec 2013 - 08 Nov 2015

No

AC5398

COUTTS & CO AG

Type 1: dealing in securities

15 Nov 2011 - 26 Aug 2013

No

AC5398

COUTTS & CO AG

Type 4: advising on securities

15 Nov 2011 - 26 Aug 2013

No

AC5398

BANK OF EAST ASIA, LIMITED (THE)

Type 1: dealing in securities

30 Mar 2007 - 03 Jul 2009

No

AC5398

BANK OF EAST ASIA, LIMITED (THE)

Type 4: advising on securities

30 Mar 2007 - 03 Jul 2009

No

AC5398

BANK OF EAST ASIA, LIMITED (THE)

Type 9: asset management

30 Mar 2007 - 03 Jul 2009

No

AC5398

DBS BANK (HONG KONG) LIMITED

Type 1: dealing in securities

19 Apr 2005 - 19 Mar 2007

No

AC5398

DBS BANK (HONG KONG) LIMITED

Type 4: advising on securities

19 Apr 2005 - 19 Mar 2007

No

AC5398

DBS BANK (HONG KONG) LIMITED

Type 9: asset management

19 Apr 2005 - 19 Mar 2007

No