Register of Securities Staff of AIs

Last updated on 18/06/2026

Name of Relevant Individual

WAT, YAU TAT

Chinese Name of Relevant Individual

屈攸達

HKMA Registration Number

AC5400

Current Registration

Not Applicable

Business Address

Conditions

Registration History

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

HKMA Registration Number

A

Registered Institution

CREDIT SUISSE AG

Regulated Activity

Type 1: dealing in securities

Effective Period

24 Oct 2020 - 30 Jun 2022

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CREDIT SUISSE AG

Regulated Activity

Type 4: advising on securities

Effective Period

24 Oct 2020 - 30 Jun 2022

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CREDIT SUISSE AG

Regulated Activity

Type 1: dealing in securities

Effective Period

09 Aug 2016 - 20 Sep 2019

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CREDIT SUISSE AG

Regulated Activity

Type 4: advising on securities

Effective Period

09 Aug 2016 - 20 Sep 2019

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

20 Jul 2005 - 12 Apr 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

20 Jul 2005 - 12 Apr 2006

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 1: dealing in securities

Effective Period

01 Jul 2005 - 14 Jul 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK (HONG KONG) LIMITED

Regulated Activity

Type 4: advising on securities

Effective Period

01 Jul 2005 - 14 Jul 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 1: dealing in securities

Effective Period

19 Apr 2005 - 07 Jul 2005

Is an Executive Officer? (Yes / No)

No

HKMA Registration Number

A

Registered Institution

CITIBANK, N.A.

Regulated Activity

Type 4: advising on securities

Effective Period

19 Apr 2005 - 07 Jul 2005

Is an Executive Officer? (Yes / No)

No

Records: 1-10 of 10

Public Disciplinary Actions

:

Name of Relevant Individual

WAT, YAU TAT

:

Chinese Name of Relevant Individual

屈攸達

:

HKMA Registration Number

AC5400

Not Applicable

HKMA Registration Number

Registered Institution

Regulated Activity

Effective Period

Is an Executive Officer? (Yes / No)

AC5400

CREDIT SUISSE AG

Type 1: dealing in securities

24 Oct 2020 - 30 Jun 2022

No

AC5400

CREDIT SUISSE AG

Type 4: advising on securities

24 Oct 2020 - 30 Jun 2022

No

AC5400

CREDIT SUISSE AG

Type 1: dealing in securities

09 Aug 2016 - 20 Sep 2019

No

AC5400

CREDIT SUISSE AG

Type 4: advising on securities

09 Aug 2016 - 20 Sep 2019

No

AC5400

CITIBANK (HONG KONG) LIMITED

Type 1: dealing in securities

20 Jul 2005 - 12 Apr 2006

No

AC5400

CITIBANK (HONG KONG) LIMITED

Type 4: advising on securities

20 Jul 2005 - 12 Apr 2006

No

AC5400

CITIBANK (HONG KONG) LIMITED

Type 1: dealing in securities

01 Jul 2005 - 14 Jul 2005

No

AC5400

CITIBANK (HONG KONG) LIMITED

Type 4: advising on securities

01 Jul 2005 - 14 Jul 2005

No

AC5400

CITIBANK, N.A.

Type 1: dealing in securities

19 Apr 2005 - 07 Jul 2005

No

AC5400

CITIBANK, N.A.

Type 4: advising on securities

19 Apr 2005 - 07 Jul 2005

No