Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, LAI TING PAULINE
Chinese Name of Relevant Individual
謝麗婷
HKMA Registration Number
AC5422
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Aug 2014 - 26 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Aug 2014 - 26 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Mar 2011 - 24 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Mar 2011 - 24 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2010 - 17 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2007 - 09 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2005 - 25 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BELGIAN BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2005 - 09 Oct 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2005 - 22 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2005 - 22 May 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, LAI TING PAULINE
:
Chinese Name of Relevant Individual
謝麗婷
:
HKMA Registration Number
AC5422
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5422
DAH SING BANK, LIMITED
Type 1: dealing in securities
26 Aug 2014 - 26 Jul 2015
No
AC5422
DAH SING BANK, LIMITED
Type 4: advising on securities
26 Aug 2014 - 26 Jul 2015
No
AC5422
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Mar 2011 - 24 Aug 2011
No
AC5422
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Mar 2011 - 24 Aug 2011
No
AC5422
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Aug 2010 - 17 Feb 2011
No
AC5422
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Apr 2007 - 09 Sep 2007
No
AC5422
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
10 Oct 2005 - 25 Mar 2007
No
AC5422
BELGIAN BANK
Type 1: dealing in securities
30 May 2005 - 09 Oct 2005
No
AC5422
DAH SING BANK, LIMITED
Type 1: dealing in securities
21 Apr 2005 - 22 May 2005
No
AC5422
DAH SING BANK, LIMITED
Type 4: advising on securities
21 Apr 2005 - 22 May 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.