Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, GARVIN KA KUI
Chinese Name of Relevant Individual
袁嘉駒
HKMA Registration Number
AC5425
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF INVESTMENTS ADVISORY
Remarks
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF INVESTMENTS ADVISORY
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF INVESTMENTS ADVISORY
Remarks
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF INVESTMENTS ADVISORY
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CITIBANK (HONG KONG) LIMITED
SFC CE number
AAY797
Business Address
CITI TOWER, ONE BAY EAST, NO. 83 HOI BUN ROAD, KWUN TONG, KOWLOON
Name of Registered Institution
CITIBANK, N.A.
SFC CE number
AAP937
Business Address
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 30 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 30 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2015 - 30 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2015 - 30 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Oct 2013 - 02 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Oct 2013 - 02 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jan 2007 - 02 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2007 - 02 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Jan 2007 - 02 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2005 - 19 Dec 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, GARVIN KA KUI
:
Chinese Name of Relevant Individual
袁嘉駒
:
HKMA Registration Number
AC5425
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Sep 2025
No
HEAD OF INVESTMENTS ADVISORY
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Sep 2025
No
HEAD OF INVESTMENTS ADVISORY
CITIBANK, N.A.
Type 1: dealing in securities
06 Sep 2025
No
HEAD OF INVESTMENTS ADVISORY
CITIBANK, N.A.
Type 4: advising on securities
06 Sep 2025
No
HEAD OF INVESTMENTS ADVISORY
Name of Registered Institution
SFC CE number
Business Address
CITIBANK (HONG KONG) LIMITED
AAY797
CITI TOWER, ONE BAY EAST, NO. 83 HOI BUN ROAD, KWUN TONG, KOWLOON
CITIBANK, N.A.
AAP937
50TH FLOOR, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5425
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 06 Sep 2025
No
AC5425
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 06 Sep 2025
No
AC5425
CITIBANK, N.A.
Type 1: dealing in securities
Since 06 Sep 2025
No
AC5425
CITIBANK, N.A.
Type 4: advising on securities
Since 06 Sep 2025
No
AC5425
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 30 Sep 2023
No
AC5425
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 30 Sep 2023
No
AC5425
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Mar 2015 - 30 Sep 2023
No
AC5425
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Mar 2015 - 30 Sep 2023
No
AC5425
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
16 Oct 2013 - 02 Jan 2015
No
AC5425
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
16 Oct 2013 - 02 Jan 2015
No
AC5425
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Jan 2007 - 02 Jul 2013
No
AC5425
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Jan 2007 - 02 Jul 2013
No
AC5425
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
25 Jan 2007 - 02 Jul 2013
No
AC5425
WING LUNG BANK LIMITED
Type 1: dealing in securities
22 Apr 2005 - 19 Dec 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.