Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, HONG WANG
Chinese Name of Relevant Individual
李康宏
HKMA Registration Number
AC5437
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2010 - 21 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2010 - 21 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2006 - 03 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2006 - 03 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2005 - 22 Dec 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2005 - 22 Dec 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, HONG WANG
:
Chinese Name of Relevant Individual
李康宏
:
HKMA Registration Number
AC5437
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5437
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
09 Sep 2010 - 21 Sep 2014
No
AC5437
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
09 Sep 2010 - 21 Sep 2014
No
AC5437
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
04 Oct 2006 - 03 Jun 2010
No
AC5437
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
04 Oct 2006 - 03 Jun 2010
No
AC5437
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
22 Apr 2005 - 22 Dec 2005
No
AC5437
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
22 Apr 2005 - 22 Dec 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.