Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, HUNG
Chinese Name of Relevant Individual
何虹
HKMA Registration Number
AC5440
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2010 - 08 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2010 - 08 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2009 - 22 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Oct 2009 - 22 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2008 - 14 May 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2008 - 14 May 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Mar 2008 - 14 May 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
06 Mar 2008 - 14 May 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2005 - 01 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Apr 2005 - 01 Feb 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, HUNG
:
Chinese Name of Relevant Individual
何虹
:
HKMA Registration Number
AC5440
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5440
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
05 Mar 2010 - 08 Jun 2014
No
AC5440
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
05 Mar 2010 - 08 Jun 2014
No
AC5440
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
09 Oct 2009 - 22 Nov 2009
No
AC5440
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
09 Oct 2009 - 22 Nov 2009
No
AC5440
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
06 Mar 2008 - 14 May 2009
No
AC5440
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
06 Mar 2008 - 14 May 2009
No
AC5440
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
06 Mar 2008 - 14 May 2009
No
AC5440
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
06 Mar 2008 - 14 May 2009
No
AC5440
CHONG HING BANK LIMITED
Type 1: dealing in securities
23 Apr 2005 - 01 Feb 2008
No
AC5440
CHONG HING BANK LIMITED
Type 4: advising on securities
23 Apr 2005 - 01 Feb 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.