Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, PUI MING
Chinese Name of Relevant Individual
阮珮明
HKMA Registration Number
AC5445
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 29 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 29 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2005 - 29 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2005 - 29 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DELTA ASIA CREDIT LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2005 - 02 Oct 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, PUI MING
:
Chinese Name of Relevant Individual
阮珮明
:
HKMA Registration Number
AC5445
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5445
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 29 Feb 2024
No
AC5445
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 29 Feb 2024
No
AC5445
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Dec 2005 - 29 Feb 2024
No
AC5445
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Dec 2005 - 29 Feb 2024
No
AC5445
DELTA ASIA CREDIT LIMITED
Type 1: dealing in securities
23 Apr 2005 - 02 Oct 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
