Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
DI GIULIO, CRAIG ANTHONY
Chinese Name of Relevant Individual
HKMA Registration Number
AC5450
Other HKMA Registration Number(s)
AE3041
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INTESA SANPAOLO SPA
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jan 2018 - 31 Jan 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INTESA SANPAOLO SPA
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jan 2018 - 31 Jan 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INTESA SANPAOLO SPA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Jan 2018 - 31 Jan 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
INTESA SANPAOLO SPA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2011 - 14 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INTESA SANPAOLO SPA
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2011 - 14 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INTESA SANPAOLO SPA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Sep 2011 - 14 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2009 - 25 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
09 May 2009 - 25 Nov 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Apr 2005 - 25 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
23 Apr 2005 - 25 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Apr 2005 - 25 Feb 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
DI GIULIO, CRAIG ANTHONY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC5450
:
Other HKMA Registration Number(s)
AE3041
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AE3041
INTESA SANPAOLO SPA
Type 1: dealing in securities
15 Jan 2018 - 31 Jan 2022
Yes
AE3041
INTESA SANPAOLO SPA
Type 4: advising on securities
15 Jan 2018 - 31 Jan 2022
Yes
AE3041
INTESA SANPAOLO SPA
Type 6: advising on corporate finance
15 Jan 2018 - 31 Jan 2022
Yes
AE3041
INTESA SANPAOLO SPA
Type 1: dealing in securities
03 Sep 2011 - 14 Jan 2018
No
AE3041
INTESA SANPAOLO SPA
Type 4: advising on securities
03 Sep 2011 - 14 Jan 2018
No
AE3041
INTESA SANPAOLO SPA
Type 6: advising on corporate finance
03 Sep 2011 - 14 Jan 2018
No
AE3041
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 1: dealing in securities
09 May 2009 - 25 Nov 2009
No
AE3041
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 4: advising on securities
09 May 2009 - 25 Nov 2009
No
AC5450
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
23 Apr 2005 - 25 Feb 2008
No
AC5450
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
23 Apr 2005 - 25 Feb 2008
No
AC5450
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
23 Apr 2005 - 25 Feb 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.