Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, PUI YEE
Chinese Name of Relevant Individual
陳沛兒
HKMA Registration Number
AC5470
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2006 - 14 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2006 - 14 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2006 - 16 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2006 - 16 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Jun 2006 - 16 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Apr 2005 - 14 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Apr 2005 - 14 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
26 Apr 2005 - 14 May 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, PUI YEE
:
Chinese Name of Relevant Individual
陳沛兒
:
HKMA Registration Number
AC5470
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5470
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
15 Oct 2006 - 14 Mar 2012
No
AC5470
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
15 Oct 2006 - 14 Mar 2012
No
AC5470
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Jun 2006 - 16 Aug 2006
No
AC5470
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Jun 2006 - 16 Aug 2006
No
AC5470
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Jun 2006 - 16 Aug 2006
No
AC5470
HANG SENG BANK, LIMITED
Type 1: dealing in securities
26 Apr 2005 - 14 May 2006
No
AC5470
HANG SENG BANK, LIMITED
Type 4: advising on securities
26 Apr 2005 - 14 May 2006
No
AC5470
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
26 Apr 2005 - 14 May 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.