Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, WING HO
Chinese Name of Relevant Individual
王永豪
HKMA Registration Number
AC5473
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Sep 2018
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Sep 2018
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
14 Sep 2018
Is an Executive Officer? (Yes / No)
No
Capacity
SALES MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
HANG SENG BANK, LIMITED
SFC CE number
AAH297
Business Address
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 14 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 14 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2014 - 06 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2014 - 06 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2013 - 14 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 May 2013 - 14 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2011 - 23 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2011 - 23 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2011 - 20 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2011 - 20 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2008 - 23 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MEVAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2006 - 13 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MEVAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jun 2006 - 13 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2005 - 31 Oct 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, WING HO
:
Chinese Name of Relevant Individual
王永豪
:
HKMA Registration Number
AC5473
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Sep 2018
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Sep 2018
No
SALES MANAGEMENT
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Sep 2018
No
SALES MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
HANG SENG BANK, LIMITED
AAH297
HANG SENG BANK BLDG., 83 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5473
HANG SENG BANK, LIMITED
Type 1: dealing in securities
Since 14 Sep 2018
No
AC5473
HANG SENG BANK, LIMITED
Type 4: advising on securities
Since 14 Sep 2018
No
AC5473
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
Since 14 Sep 2018
No
AC5473
DAH SING BANK, LIMITED
Type 1: dealing in securities
08 Oct 2014 - 06 Aug 2018
No
AC5473
DAH SING BANK, LIMITED
Type 4: advising on securities
08 Oct 2014 - 06 Aug 2018
No
AC5473
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
11 May 2013 - 14 Aug 2014
No
AC5473
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
11 May 2013 - 14 Aug 2014
No
AC5473
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Jul 2011 - 23 Aug 2012
No
AC5473
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Jul 2011 - 23 Aug 2012
No
AC5473
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Mar 2011 - 20 Jun 2011
No
AC5473
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Mar 2011 - 20 Jun 2011
No
AC5473
CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Oct 2008 - 23 Feb 2011
No
AC5473
MEVAS BANK LIMITED
Type 1: dealing in securities
22 Jun 2006 - 13 May 2008
No
AC5473
MEVAS BANK LIMITED
Type 4: advising on securities
22 Jun 2006 - 13 May 2008
No
AC5473
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jul 2005 - 31 Oct 2005
No
AC5473
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jul 2005 - 31 Oct 2005
No
AC5473
CITIBANK, N.A.
Type 1: dealing in securities
26 Apr 2005 - 07 Jul 2005
No
AC5473
CITIBANK, N.A.
Type 4: advising on securities
26 Apr 2005 - 07 Jul 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.