Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, YEE CHOI
Chinese Name of Relevant Individual
劉義才
HKMA Registration Number
AC5482
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2012 - 16 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
14 May 2012 - 16 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
14 May 2012 - 16 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 May 2012 - 15 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jun 2007 - 15 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2007 - 15 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Apr 2005 - 05 Jul 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, YEE CHOI
:
Chinese Name of Relevant Individual
劉義才
:
HKMA Registration Number
AC5482
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5482
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
14 May 2012 - 16 Dec 2019
No
AC5482
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
14 May 2012 - 16 Dec 2019
No
AC5482
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
14 May 2012 - 16 Dec 2019
No
AC5482
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
14 May 2012 - 15 Feb 2016
No
AC5482
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
29 Jun 2007 - 15 Mar 2012
No
AC5482
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
29 Jun 2007 - 15 Mar 2012
No
AC5482
CITIBANK, N.A.
Type 1: dealing in securities
26 Apr 2005 - 05 Jul 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.