Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KONG, CHING HONG ALAN
Chinese Name of Relevant Individual
江政康
HKMA Registration Number
AC5490
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2017 - 31 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Nov 2017 - 31 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2014 - 05 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2014 - 05 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2006 - 27 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2005 - 28 Feb 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2005 - 28 Feb 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KONG, CHING HONG ALAN
:
Chinese Name of Relevant Individual
江政康
:
HKMA Registration Number
AC5490
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5490
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
13 Nov 2017 - 31 Jan 2019
No
AC5490
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
13 Nov 2017 - 31 Jan 2019
No
AC5490
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
25 Sep 2014 - 05 Feb 2017
No
AC5490
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
25 Sep 2014 - 05 Feb 2017
No
AC5490
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Sep 2006 - 27 Jul 2007
No
AC5490
STANDARD BANK ASIA LIMITED
Type 1: dealing in securities
27 Apr 2005 - 28 Feb 2006
No
AC5490
STANDARD BANK ASIA LIMITED
Type 4: advising on securities
27 Apr 2005 - 28 Feb 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.