Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
AU, KA YIN
Chinese Name of Relevant Individual

歐家賢
HKMA Registration Number
AC5495
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Jun 2014
Is an Executive Officer? (Yes / No)
No
Capacity
WM P&Q SPECIALIST FRONT SUP
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
AU, KA YIN
:
Chinese Name of Relevant Individual
歐家賢
:
HKMA Registration Number
AC5495
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
25 Jun 2014
No
WM P&Q SPECIALIST FRONT SUP