Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, WEIWEI
Chinese Name of Relevant Individual
劉微微
HKMA Registration Number
AC5498
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2023 - 21 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 May 2023 - 21 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2022 - 22 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2022 - 22 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Aug 2020 - 10 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
29 Aug 2020 - 10 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2012 - 16 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2012 - 16 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2006 - 13 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2006 - 13 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2005 - 10 Sep 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, WEIWEI
:
Chinese Name of Relevant Individual
劉微微
:
HKMA Registration Number
AC5498
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5498
BNP PARIBAS
Type 1: dealing in securities
30 May 2023 - 21 Oct 2025
No
AC5498
BNP PARIBAS
Type 4: advising on securities
30 May 2023 - 21 Oct 2025
No
AC5498
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
12 Apr 2022 - 22 May 2023
No
AC5498
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
12 Apr 2022 - 22 May 2023
No
AC5498
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
29 Aug 2020 - 10 Dec 2021
No
AC5498
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
29 Aug 2020 - 10 Dec 2021
No
AC5498
CREDIT SUISSE AG
Type 1: dealing in securities
24 May 2012 - 16 Jun 2020
No
AC5498
CREDIT SUISSE AG
Type 4: advising on securities
24 May 2012 - 16 Jun 2020
No
AC5498
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
17 Sep 2006 - 13 Apr 2012
No
AC5498
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
17 Sep 2006 - 13 Apr 2012
No
AC5498
ABN AMRO BANK N.V.
Type 1: dealing in securities
27 Apr 2005 - 10 Sep 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.