Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHANG, HSIN YUAN
Chinese Name of Relevant Individual
張馨元
HKMA Registration Number
AC5514
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINATRUST COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2010 - 23 Feb 2012
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINATRUST COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2005 - 16 Apr 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINATRUST COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2005 - 16 Apr 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHANG, HSIN YUAN
:
Chinese Name of Relevant Individual
張馨元
:
HKMA Registration Number
AC5514
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5514
CHINATRUST COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
12 May 2010 - 23 Feb 2012
Yes
AC5514
CHINATRUST COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
29 Apr 2005 - 16 Apr 2006
No
AC5514
CHINATRUST COMMERCIAL BANK, LIMITED
Type 4: advising on securities
29 Apr 2005 - 16 Apr 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
