Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BOEY, YEW PUN
Chinese Name of Relevant Individual
HKMA Registration Number
AC5515
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Jan 2006 - 02 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2005 - 02 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2005 - 10 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2005 - 10 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BOEY, YEW PUN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC5515
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5515
UBS AG
Type 7: providing automated trading services
18 Jan 2006 - 02 Oct 2007
No
AC5515
UBS AG
Type 1: dealing in securities
16 Jun 2005 - 02 Oct 2007
No
AC5515
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
29 Apr 2005 - 10 May 2005
No
AC5515
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
29 Apr 2005 - 10 May 2005
No
AC5515
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
04 May 2005
No
AC5515
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 4: advising on securities
04 May 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.