Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, LAI YEE
Chinese Name of Relevant Individual
袁麗儀
HKMA Registration Number
AC5522
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2007 - 23 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2007 - 23 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Jun 2007 - 11 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
26 Jun 2007 - 11 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Nov 2006 - 31 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
04 Nov 2006 - 31 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 May 2006 - 14 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 May 2006 - 14 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2005 - 06 Mar 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2005 - 06 Mar 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, LAI YEE
:
Chinese Name of Relevant Individual
袁麗儀
:
HKMA Registration Number
AC5522
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5522
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
26 Jun 2007 - 23 May 2018
No
AC5522
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
26 Jun 2007 - 23 May 2018
No
AC5522
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
26 Jun 2007 - 11 Nov 2014
No
AC5522
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
26 Jun 2007 - 11 Nov 2014
No
AC5522
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
04 Nov 2006 - 31 May 2007
No
AC5522
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
04 Nov 2006 - 31 May 2007
No
AC5522
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
20 May 2006 - 14 Jul 2006
No
AC5522
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
20 May 2006 - 14 Jul 2006
No
AC5522
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 May 2005 - 06 Mar 2006
No
AC5522
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 May 2005 - 06 Mar 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.