Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LANGFORD, THOMAS RAY
Chinese Name of Relevant Individual
HKMA Registration Number
AC5526
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2016 - 19 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2016 - 19 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Aug 2016 - 19 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2005 - 03 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2005 - 03 Jun 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LANGFORD, THOMAS RAY
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC5526
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5526
UBS AG
Type 1: dealing in securities
16 Aug 2016 - 19 Aug 2016
No
AC5526
UBS AG
Type 4: advising on securities
16 Aug 2016 - 19 Aug 2016
No
AC5526
UBS AG
Type 6: advising on corporate finance
16 Aug 2016 - 19 Aug 2016
No
AC5526
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 May 2005 - 03 Jun 2006
No
AC5526
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 May 2005 - 03 Jun 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.