Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, PIK KWAN
Chinese Name of Relevant Individual
林碧君
HKMA Registration Number
AC5527
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 May 2016 - 19 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
25 May 2016 - 19 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2015 - 21 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2015 - 21 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2005 - 16 Aug 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2005 - 16 Aug 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, PIK KWAN
:
Chinese Name of Relevant Individual
林碧君
:
HKMA Registration Number
AC5527
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5527
ABN AMRO BANK N.V.
Type 1: dealing in securities
25 May 2016 - 19 Aug 2016
No
AC5527
ABN AMRO BANK N.V.
Type 4: advising on securities
25 May 2016 - 19 Aug 2016
No
AC5527
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
26 Jun 2015 - 21 May 2016
No
AC5527
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
26 Jun 2015 - 21 May 2016
No
AC5527
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 May 2005 - 16 Aug 2006
No
AC5527
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 May 2005 - 16 Aug 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.