Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, KA FAI FRED
Chinese Name of Relevant Individual
梁家輝
HKMA Registration Number
AC5530
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Apr 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, GCNA HEAD, PRIVATE CLIENT SALES, MARKETS
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Apr 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, GCNA HEAD, PRIVATE CLIENT SALES, MARKETS
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
28 Apr 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, GCNA HEAD, PRIVATE CLIENT SALES, MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Effective Date
06 May 2024
Description
For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
2
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Effective Date
06 May 2024
Description
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 06 May 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 06 May 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 06 May 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2023 - 05 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Apr 2023 - 05 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
28 Apr 2023 - 05 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jun 2015 - 28 Jan 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2015 - 28 Jan 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Jun 2015 - 28 Jan 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Aug 2014 - 11 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Aug 2014 - 11 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
04 Aug 2014 - 11 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
30 May 2008 - 04 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
30 May 2008 - 04 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 May 2005 - 15 May 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 16
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, KA FAI FRED
:
Chinese Name of Relevant Individual
梁家輝
:
HKMA Registration Number
AC5530
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Apr 2023
Yes
MANAGING DIRECTOR, GCNA HEAD, PRIVATE CLIENT SALES, MARKETS
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Apr 2023
Yes
MANAGING DIRECTOR, GCNA HEAD, PRIVATE CLIENT SALES, MARKETS
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
28 Apr 2023
Yes
MANAGING DIRECTOR, GCNA HEAD, PRIVATE CLIENT SALES, MARKETS
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
STANDARD CHARTERED BANK (HONG KONG) LIMITED
1
06 May 2024
For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
STANDARD CHARTERED BANK (HONG KONG) LIMITED
2
06 May 2024
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 06 May 2024
Yes
AC5530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 06 May 2024
Yes
AC5530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
Since 06 May 2024
Yes
AC5530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Apr 2023 - 05 May 2024
No
AC5530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Apr 2023 - 05 May 2024
No
AC5530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
28 Apr 2023 - 05 May 2024
No
AC5530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Jun 2015 - 28 Jan 2021
Yes
AC5530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Jun 2015 - 28 Jan 2021
Yes
AC5530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
12 Jun 2015 - 28 Jan 2021
Yes
AC5530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Aug 2014 - 11 Jun 2015
No
AC5530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Aug 2014 - 11 Jun 2015
No
AC5530
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
04 Aug 2014 - 11 Jun 2015
No
AC5530
BARCLAYS BANK PLC
Type 1: dealing in securities
30 May 2008 - 04 Feb 2013
No
AC5530
BARCLAYS BANK PLC
Type 6: advising on corporate finance
30 May 2008 - 04 Feb 2013
No
AC5530
ABN AMRO BANK N.V.
Type 1: dealing in securities
02 May 2005 - 15 May 2008
No
AC5530
ABN AMRO BANK N.V.
Type 6: advising on corporate finance
02 May 2005 - 15 May 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.