Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, ROWENA Y.
Chinese Name of Relevant Individual
陳慧賢
HKMA Registration Number
AC5533
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2016 - 10 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
22 Nov 2016 - 10 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2011 - 16 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2010 - 16 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2010 - 16 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2008 - 31 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2008 - 31 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2006 - 18 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2006 - 23 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2005 - 23 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 May 2005 - 23 May 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, ROWENA Y.
:
Chinese Name of Relevant Individual
陳慧賢
:
HKMA Registration Number
AC5533
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5533
BANK SINOPAC
Type 1: dealing in securities
22 Nov 2016 - 10 Sep 2017
No
AC5533
BANK SINOPAC
Type 4: advising on securities
22 Nov 2016 - 10 Sep 2017
No
AC5533
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
10 Sep 2011 - 16 Aug 2013
No
AC5533
CHONG HING BANK LIMITED
Type 1: dealing in securities
11 Mar 2010 - 16 Aug 2011
No
AC5533
CHONG HING BANK LIMITED
Type 4: advising on securities
11 Mar 2010 - 16 Aug 2011
No
AC5533
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jun 2008 - 31 Aug 2009
No
AC5533
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Jun 2008 - 31 Aug 2009
No
AC5533
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
08 Jun 2006 - 18 May 2008
No
AC5533
HANG SENG BANK, LIMITED
Type 4: advising on securities
28 Mar 2006 - 23 May 2006
No
AC5533
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 May 2005 - 23 May 2006
No
AC5533
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 May 2005 - 23 May 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.