Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, SIN MING
Chinese Name of Relevant Individual
朱善鳴
HKMA Registration Number
AC5549
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2006 - 30 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2005 - 07 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jun 2005 - 07 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, SIN MING
:
Chinese Name of Relevant Individual
朱善鳴
:
HKMA Registration Number
AC5549
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5549
WING HANG BANK, LIMITED
Type 1: dealing in securities
06 Jun 2006 - 30 Nov 2008
No
AC5549
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
25 Jun 2005 - 07 May 2006
No
AC5549
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
25 Jun 2005 - 07 May 2006
No
AC5549
DAH SING BANK, LIMITED
Type 1: dealing in securities
04 May 2005
No
AC5549
DAH SING BANK, LIMITED
Type 4: advising on securities
04 May 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.