Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, KWOK FAI VICTOR
Chinese Name of Relevant Individual
賴國暉
HKMA Registration Number
AC5557
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2011 - 06 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2011 - 06 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Aug 2010 - 30 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2010 - 30 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Apr 2008 - 27 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Apr 2008 - 27 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
07 Apr 2008 - 27 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2005 - 15 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2005 - 15 Apr 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, KWOK FAI VICTOR
:
Chinese Name of Relevant Individual
賴國暉
:
HKMA Registration Number
AC5557
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5557
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
24 Sep 2011 - 06 Nov 2011
No
AC5557
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
24 Sep 2011 - 06 Nov 2011
No
AC5557
DAH SING BANK, LIMITED
Type 1: dealing in securities
22 Aug 2010 - 30 Nov 2010
No
AC5557
DAH SING BANK, LIMITED
Type 4: advising on securities
22 Aug 2010 - 30 Nov 2010
No
AC5557
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Apr 2008 - 27 Jun 2010
No
AC5557
HANG SENG BANK, LIMITED
Type 4: advising on securities
07 Apr 2008 - 27 Jun 2010
No
AC5557
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
07 Apr 2008 - 27 Jun 2010
No
AC5557
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
04 May 2005 - 15 Apr 2007
No
AC5557
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
04 May 2005 - 15 Apr 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.