Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, FUNG CHI
Chinese Name of Relevant Individual
何鳳芝
HKMA Registration Number
AC5558
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Sep 2006 - 01 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
16 Sep 2006 - 01 May 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2008 - 27 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2005 - 22 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
04 May 2005 - 22 Sep 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, FUNG CHI
:
Chinese Name of Relevant Individual
何鳳芝
:
HKMA Registration Number
AC5558
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5558
HANG SENG BANK, LIMITED
Type 1: dealing in securities
16 Sep 2006 - 01 May 2010
No
AC5558
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
16 Sep 2006 - 01 May 2010
No
AC5558
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 May 2008 - 27 Dec 2009
No
AC5558
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
04 May 2005 - 22 Sep 2005
No
AC5558
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
04 May 2005 - 22 Sep 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.