Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, HWAI YEU
Chinese Name of Relevant Individual
陳懷宇
HKMA Registration Number
AC5569
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINATRUST COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2005 - 04 Mar 2010
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINATRUST COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jul 2005 - 04 Mar 2010
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINATRUST COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2005 - 06 Jul 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINATRUST COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2005 - 06 Jul 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, HWAI YEU
:
Chinese Name of Relevant Individual
陳懷宇
:
HKMA Registration Number
AC5569
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5569
CHINATRUST COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
07 Jul 2005 - 04 Mar 2010
Yes
AC5569
CHINATRUST COMMERCIAL BANK, LIMITED
Type 4: advising on securities
07 Jul 2005 - 04 Mar 2010
Yes
AC5569
CHINATRUST COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
05 May 2005 - 06 Jul 2005
No
AC5569
CHINATRUST COMMERCIAL BANK, LIMITED
Type 4: advising on securities
05 May 2005 - 06 Jul 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.