Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, MEI PO
Chinese Name of Relevant Individual
潘美寶
HKMA Registration Number
AC5571
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Sep 2020
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF IN CLIENT RELATIONSHIP MANAGEMENT
Remarks
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Sep 2020
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF IN CLIENT RELATIONSHIP MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK J. SAFRA SARASIN AG
SFC CE number
AHX499
Business Address
40/F, EDINBURGH TOWER, THE LANDMARK, 15 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
10 May 2017 - 09 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
10 May 2017 - 09 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2016 - 28 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2015 - 30 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2015 - 30 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2011 - 28 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
20 Nov 2012 - 30 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2011 - 18 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBS COUTTS BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2008 - 03 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBS COUTTS BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Mar 2008 - 03 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
RBS COUTTS BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2005 - 12 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2005 - 11 Sep 2005
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
05 May 2005 - 11 Sep 2005
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, MEI PO
:
Chinese Name of Relevant Individual
潘美寶
:
HKMA Registration Number
AC5571
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
24 Sep 2020
No
STAFF IN CLIENT RELATIONSHIP MANAGEMENT
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
24 Sep 2020
No
STAFF IN CLIENT RELATIONSHIP MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
BANK J. SAFRA SARASIN AG
AHX499
40/F, EDINBURGH TOWER, THE LANDMARK, 15 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5571
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
Since 24 Sep 2020
No
AC5571
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
Since 24 Sep 2020
No
AC5571
BNP PARIBAS
Type 1: dealing in securities
10 May 2017 - 09 Sep 2020
No
AC5571
BNP PARIBAS
Type 4: advising on securities
10 May 2017 - 09 Sep 2020
No
AC5571
UBS AG
Type 1: dealing in securities
08 Jan 2016 - 28 Apr 2017
No
AC5571
LGT BANK AG
Type 1: dealing in securities
15 Jul 2015 - 30 Oct 2015
No
AC5571
LGT BANK AG
Type 4: advising on securities
15 Jul 2015 - 30 Oct 2015
No
AC5571
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Aug 2011 - 28 Jun 2015
No
AC5571
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
20 Nov 2012 - 30 Jul 2013
No
AC5571
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
27 Aug 2011 - 18 Nov 2012
No
AC5571
RBS COUTTS BANK AG
Type 4: advising on securities
01 Sep 2008 - 03 Aug 2011
No
AC5571
RBS COUTTS BANK AG
Type 1: dealing in securities
19 Mar 2008 - 03 Aug 2011
No
AC5571
RBS COUTTS BANK AG
Type 1: dealing in securities
17 Sep 2005 - 12 Mar 2008
No
AC5571
ABN AMRO BANK N.V.
Type 1: dealing in securities
05 May 2005 - 11 Sep 2005
No
AC5571
ABN AMRO BANK N.V.
Type 9: asset management
05 May 2005 - 11 Sep 2005
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.