Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, ZEMIN
Chinese Name of Relevant Individual
李則旻
HKMA Registration Number
AC5572
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2010 - 01 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Jul 2010 - 01 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 May 2005 - 06 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 May 2005 - 06 May 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 May 2005 - 06 May 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, ZEMIN
:
Chinese Name of Relevant Individual
李則旻
:
HKMA Registration Number
AC5572
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC5572
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 Jul 2010 - 01 Jun 2012
No
AC5572
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
29 Jul 2010 - 01 Jun 2012
No
AC5572
UBS AG
Type 1: dealing in securities
06 May 2005 - 06 May 2008
No
AC5572
UBS AG
Type 4: advising on securities
06 May 2005 - 06 May 2008
No
AC5572
UBS AG
Type 6: advising on corporate finance
06 May 2005 - 06 May 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.